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Oral Argument in RNSC v. FEC Overlooked A Critical Threshold Evidentiary Issue

Oral Argument in RNSC v. FEC Overlooked A Critical Threshold Evidentiary Issue

Disclosure: Artificial intelligence was used in the preparation of this blog post. AI can make mistakes. Citations have not been verified.

On December 9, the Supreme Court of the United States heard oral argument in National Republican Senatorial Committee v. Federal Election Commission, No. 24-621, a case that looks (and is) highly technical, but actually contains a clear and important First Amendment question: under long-standing federal law governing whether political parties can work together with its own candidates, is there a realistic likelihood that candidates working with their own political parties is going to result in bribes passing for official acts? Do contribution limits on political parties prevent corruption, or do they simply hamstring the parties while empowering “unaccountable” outside groups? It’s a complicated threshold question where the evidence will make all the difference, and the oral argument only glanced at the most important evidentiary question.

How does a Court tease out the difference between “normal” politics and bribery, and what evidence is offered to the Court so it can do that? The Supreme Court has looked at this question many times, especially the wake of the Watergate furor of the last century that drove President Nixon out of office. The distinctions are important, since political speech and activity are vital to American governance. Thus, the First Amendment requires an unusual degree of precision and specificity in distinguishing between what and where the government can and cannot limit political activity.

The Court heard oral argument from four of the top Supreme Court litigators, each of whom made a very sophisticated and informative presentation, which ought to help the Court make a decision intended to protect against corruption through campaign contributions that come from political parties. Unfortunately, only one of those august counsel had any practical experience with actual political campaign activities, and that lawyer, well-known Democratic litigator Marc Elias, went so far down in the weedy details of how campaigns work that he immediately “confused” at least one, and probably most, of the Justices hearing the case. It’s never a good sign when one of three Justices likely to rule in favor of your position interrupts your presentation to say: “I’m sorry, counsel, now I’m a little confused.” (Justice Sonia Sotomayor, Transcript, P. 119, lines 14-15). It’s a problem often faced when specialists in complex fields of law, such as campaign finance and tax laws, address the Court.

Marc Elias (from Wikipedia)

In any case, the oral argument came close to looking at whether there was any evidence of a real reason for the government to limit campaign financing shared between political parties and their own candidates. But they didn’t dig deep enough to discuss in precise detail what evidence of the government’s concern was actually real, and what was just “common sense” guesses and ideological prediction. The challengers presented evidence which strongly suggests there is no real problem sufficient to support government limits on how parties can work with their own candidates (28 states do not have such limits, and there have been no instances of corruption as a result in the last fifty years), while the defenders of the campaign finance limits couldn’t come up with any concrete examples of real problems if the limits simply weren’t there. That’s a real issue with the Court’s recent cases on what evidence is needed for government to limit political speech.

So, what will the Court look for? Distilled, that’s the central question that the Supreme Court wrestled with during oral arguments in NRSC v. FEC. Put another way, is the government’s expressed interest in preventing “quid pro quo” corruption (trading money for official actions) enough to overwhelm the First Amendment rights of those who want to influence American government legitimately?

The Supreme Court has long held that political campaigns and speech have the highest level of protection available, so the government’s “interests” in preventing corruption must be proven with great specificity, not just guessing about “risk” or common knowledge, or even “big money in politics.” As the Court said ten years ago in McCutcheon v. FEC, 572 U.S. 185, 191 (2014), “Congress may not regulate contributions simply to reduce the amount of money in politics, or to restrict the political participation of some in order to enhance the relative influence of others.”

It’s not enough to show that a donor gets “face time” with the elected official: “Spending large sums of money in connection with elections, but not in connection with an effort to control the exercise of an officeholder’s official duties, does not give rise to such corruption. Nor does the possibility that an individual who spends large sums may garner ‘influence over or access to’ elected officials or political parties.” Id., at 208. Justice Kennedy, in an earlier case, agreed: “The fact that speakers may have influence over or access to elected officials does not mean that these officials are corrupt… Ingratiation and access, in any event, are not corruption.” Citizens United v. FEC, 558 U.S. 310, 359-360 (2010). That’s because politics has forever involved meetings, back-slapping and deals made, usually between people who agree on what’s for the country and its people.

Sarah Harris, Principal Deputy Solicitor General of the United States

During Tuesday’s oral arguments, which lasted longer than two hours, the Justices focused on two opposing assertions:

  • 28 States don’t have the same limits on campaign contributions but there’s no evidence of “quid pro quo bribery”: the challengers’ counsel, Noel Francisco, a renowned former Solicitor General – the top U.S. government litigator, hammered the failure to show actual corruption: “That’s why no one has identified a single case in which a donor has actually laundered a bribe to a candidate through a party’s coordinated spending even though 28 states allow it.” (Transcript P. 5, lines 6-10). Sarah Harris, representing the federal government, echoed the same point: “The state evidence that the Petitioner has talked about with respect to the 28 states in which there are no limits on party-coordinated contributions or expenditures is very telling … And there’s no evidence from those states that the sky has fallen, that there’s rampant quid pro quos being passed through, or anything else.” (Tr. P. 64, lines 3-7, 15-18)
  • There’s no evidence because the prohibition against coordinated campaigns between candidates and their parties is working: Justice Sotomayor, a strong proponent of campaign finance limits, responded: “Because it hasn’t happened.  We’ve been prohibiting it since Buckley [v. Valeo, 424 U.S. 1 (1976)].” Roman Martinez, appointed by the Court to defend the limits when the federal government agreed with the challengers that the coordinated campaign limits violated the Constitution, had no specific instances of corruption but pointed to: “when you see it’s raining out and you see there’s a good reason to carry an umbrella, that’s a pretty good reason to take the umbrella”, (Tr. 115, lines 6-9), and tried to cite evidence of quid pro quo bribery during Watergate, before the modern campaign contribution limits were first introduced. (Id., lines 12-20).
Noel Francisco, former Solicitor General of the United States

Is that “umbrella” and outdated evidence enough to defend the campaign finance limits? Probably not. Under recent Supreme Court decisions, the threshold evidentiary standard requires much, much more than just “pretty good reasons” to guess that bribery is happening. Many cases fail from just such shortcomings; recently the Texas mid-decade redistricting opponents failed when they didn’t present a required threshold map to show at the outset of their case that their position would accomplish what Texas did without the same effect on racial composition of voting districts.

In both bribery and First Amendment coercion cases, the Court has erected a high threshold evidentiary barrier to prove illegality, effectively distinguishing between “routine political interaction” (which is protected) and “specific transactional abuse” (which is prohibited). In short: Influence is not Corruption, and Persuasion is not Coercion. The Court only steps in when a specific official action is sold or weaponized in a clear transaction.

In both lines of cases, the Court expressed a fear that a loose definition of illegality would criminalize the day-to-day operations of government.

  • Corruption: If “access” or “setting up a meeting” were bribery, every politician who helps a donor would be a felon. InMcDonnell v. United States, 579 U.S. 550, 574 (2016), the Court required evidence of a specific “official act.” And the agreement (“quid pro quo”) had to be made before the official act. Snyder v. U.S., No. 23-108 (2024).
  • Censorship: If “significant encouragement” or “nagging” were coercion prohibited by the First Amendment, the President could never advocate for his policy preferences to the media. In 2024, the Supreme Court decided two major cases regarding when government pressure on third parties (social media platforms or banks) to block speech it didn’t like violates the First Amendment. The outcome turned entirely on the traceability and specificity of the evidence presented. Just as McDonnell requires an “official act” rather than just “influence,” Murthy v. Missouri, 603 U.S. ___, (2024), and Nat’l Rifle Association v. Vullo, 603 U.S. ___, slip op. at 15 (2024), require a “threat” rather than just “persuasion.”

In overturning the bribery conviction of former Virginia Governor Bob McDonnell, for example, the McDonnell Court unanimously ruled that selling “access” is not a crime. The “transaction” requires a specific exercise of government power. Governor McDonnell accepted luxury gifts (including Rolex watches and rides in Ferraris) from a donor. In return, he set up meetings for the donor with state officials to discuss the donor’s product.The Court held this was not bribery because setting up a meeting is not an “official act.” “Setting up a meeting, talking to another official, or organizing an event—without more—does not fit that definition of ‘official act’ … Conscientious public officials arrange meetings for constituents… all the time.” McDonnell, 579 U.S. at 574. The “quo” (what is being bought) must be an exercise of sovereign power (a vote, a regulation, a lawsuit), not just influence. To be a bribe, the politician must sell a decision, not just an audience.

In Murthy v. Missouri, the plaintiffs provided tens of thousands of records (including emails and meeting notes) showing White House officials pestering Facebook and Twitter to remove COVID-19 misinformation and other social media postings that the White House did not like. Justice Barrett, writing for the majority, found “the plaintiffs rely on a ‘predictable effect’ theory [like Roman Martinez’s “raining outside” comment] … But the … evidence indicates that the platforms continued to exercise their independent judgment.” Like the “access” in McDonnell, this “nagging” is part of the political process. The government is allowed to express its views, even aggressively. But there was no “or else.” The government didn’t threaten to use its official power (like revoking a license) if the companies refused. In other words, the tons of evidence was insufficient because the evidence did not prove traceability – that the claimed actions were the only cause of the claimed First Amendment violation.

In Nat’l Rifle Association v. Vullo, on the other hand, the evidence showed specificity: specific actions by a specific government official that caused harm to the complainants. Maria Vullo, Superintendent of the New York Department of Financial Services, told Lloyd’s of London (which provided insurance to the NRA) that she would go easy on them in unrelated regulatory infractions if they ceased doing business with the NRA, which they did. “Vullo’s alleged statements… were not mere attempts at persuasion. They were thinly veiled threats… [Vullo] signaled that she would leverage her regulatory power to punish Lloyd’s if it did not cease its relationship with the NRA.” This is the exact equivalent of the “official act” in bribery. Vullo didn’t just use “influence” (speech); she leveraged her specific regulatory power (the ability to investigate and fine) to force a result.

Just as “nagging” isn’t censorship without a threat, “donating” isn’t corruption without a guaranteed quid pro quo for an official act. Roman Martinez, Court-appointed counsel defending the statute, warned the Court that striking these coordinated campaign limits might cause “dominos to fall” across campaign finance law. (Tr. 102, line 3). But he failed to identify a single “domino” where a party contribution functioned as a binding transaction for an official act. Without that “hard” transaction, a donation to a party is, at most, an attempt to garner “ingratiation and access,” which, as Justice Kennedy explicitly noted in Citizens United “is not corruption.”

Roman Martinez, appointed by Supreme Court to defend statute

This case should not turn on the number of states who have not had an episode of quid pro quo corruption caused by coordinated campaign financing nor on whether Republicans or Democrats should prevail. The Court has repeatedly ruled that government officials of any party must be free to interact, influence, and be influenced.

The Constitution only draws a line when that interaction turns into a binding transaction involving the state’s sovereign power—whether that is selling a vote (McDonnell) or threatening a punishment (Vullo). Without that “hard” transaction, the Court leaves the conduct to the political process, not the courts.

It’s rare that an oral argument will provide certainty about the outcome of a case. But it would be surprising in this era of strict enforcement of threshold evidentiary standards (particularly by Justice Barrett – a crucial swing vote who essentially remained silent at this oral argument and who wrote the Murthy traceability opinion) if the Court avoids a threshold evidentiary requirement in a First Amendment case.

A Lighthouse at Midnight Goes Dark; A Sad Farewell to TaxLaw Blog

A Lighthouse at Midnight Goes Dark; A Sad Farewell to TaxLaw Blog

Paul Caron, Dean at Pepperdine’s Caruso School of Law, has announced that his professional blog, TaxLaw Blog, is ending after almost 56,000 posts over 21 years. (Hat tip to Prof. Josh Blackman on the Volokh Conspiracy on Reason Magazine.) The site will go dark on September 30.

Tax law is inscrutable to many, including federal judges. The problem is even worse when the tax issues involve tax-exempt organizations, that is, where the First and Sixteenth Amendments clash. At a meeting of the American Bar Association’s Tax Section’s Exempt Organization Committee many years ago, a Tax Court judge pointed out a major problem: “Most of us see an exempt organization case perhaps once a decade. We’re just not used to those kinds of issues.”

Paul Caron has the ability to bridge that gap, among many others. His writing is clear, concise and personal. His blog was, literally, a lighthouse in the darkness of tax law for tax experts, judges, government officials, the tax and non-tax media, and laypersons.

Even better, Dean Caron had the stamina to stay with an extended series of posts about controversial topics over years. Perhaps the best example of value to readers of this blog was during the “Tea Party/Lois Lerner/Be On The Lookout” era featuring the Internal Revenue Service Tax Exempt Organizations Division’s unconstitutional discrimination against certain tax-exempt organizations. See, e.g., True the Vote, Inc. v. I.R.S., 831 F.3d 551, 556 (D.C. Cir. 2016) (citing a 2013 Inspector General audit report explaining that the IRS systematically targeted conservative organizations for discriminatory treatment and finding that the IRS, though improved, had not ceased that practice), a case whose successful lead lawyers included John Eastman and Cleta Mitchell, both of whom later faced (and are still facing) shameful targeting from those who denied their legal prowess and disliked their viewpoints.

The TE/GE actions in those days haunt us still. The end result was to shatter the historical cooperation between experienced tax practitioners and tax and Treasury officials, who cooperated without partisanship to keep a complicated, controversial and changing system from spinning out of control.

Paul Caron chronicled that struggle, from White House reaction to the Supreme Court’s decision in Citizens United vFederal Election Commission, 558 U.S. 310 (2010), which drove Lerner to ignore TE/GE’s traditional political neutrality, to more recent times. And we relied on him and his blog for his diligence. “Prof. Paul Caron has long cataloged the massive output involved in charges and countercharges in l’affaire Lerner.” Without that historical compilation, neither available nor accessible elsewhere, will we needlessly repeat past errors?

Yet the rule of law abides in the IRS, even now. “[I]n administering the tax code, the IRS may not discriminate on the basis of viewpoint . . . to process exemption applications pursuant to different standards and at different rates depending upon the viewpoint of the applicants [is] … a blatant violation of the First Amendment.” Z St. v. Koskinen, 791 F.3d 24, 30, 32 (D.C. Cir. 2015). In other words, the tax code may not “discriminate invidiously . . .in such a way as to aim at the suppression of dangerous ideas.” Regan v. Taxation with Representation of Wash., 461 U.S. 540, 548 (1983).

TaxProf Blog is shutting down because Typepad, its hosting site, is ending all of its blogs. As Paul Caron wrote in his last post: “At this stage in my life, I am not interested in starting anew on a different platform. … I am proud of the role TaxProf Blog has played in the tax and legal education communities over the past 21 years. … When I eventually retire, I will cherish the memories of the time I spent writing this blog for over two decades in the hope that it enriched your lives just a little bit.” https://taxprof.typepad.com/taxprof_blog/2025/09/my-last-taxprof-blog-post.html

This is a sad moment for Paul Caron and a loss for all of us who care about both tax and First Amendment law. It may sound odd that a legal blog dedicated to tax law and lawyers has enriched lives, but it did. Then, now, and hopefully in the future. Farewell, TaxLaw Blog. Thank you, Paul Caron.

“However well intentioned, that is the answer of the tyrant and the Star Chamber”: Allen Dickerson’s Succinct Resignation Statement Explains the Role and Dangers of the FEC

“However well intentioned, that is the answer of the tyrant and the Star Chamber”: Allen Dickerson’s Succinct Resignation Statement Explains the Role and Dangers of the FEC

The illustration above was created by AI, and does not represent the actual FEC Commissioners. AI “is not perfect” even if you give it express directions.

Allen Dickerson resigned as a Commissioner of the Federal Election Commission on Wednesday, April 30, 2025, the end of his four-year term in office. As is customary, he offered a statement of thanks and his thoughts on his time on the FEC (under controlling judicial interpretations, FEC Commissioners have to issue statements of their thinking on a variety of questions that come before the Commission, so they’re used to thinking in public). As usual for Dickerson, his statement contained concise and insightful analyses of the recent history and troubles of the FEC, as well as its purpose and the hydraulic pressures to misuse the power to limit political speech.

Some excerpts:

It is difficult to remember the Commission we inherited in 2020. Years of entrenchment and recrimination had badly hobbled this organization. The enforcement backlog numbered in the hundreds of matters, many imperiled by the statute of limitations. Regulatory efforts had lain dormant for a decade or longer. The FEC was refusing to show up in Federal court, or even explain why. Meanwhile, basic efforts to acknowledge binding decisions of the Supreme Court went nowhere as long serving commissioners played a delaying game rather than accept judicial losses. The commissioners had such difficulty agreeing on advisory opinions that the public largely stopped asking.

I mention all of this for three reasons.

First, to celebrate. The four of us serving today undertook quietly successful reforms that make 2020 feel like a distant memory. Under Commissioner Broussard’s leadership, we cleared the enforcement backlog. Together, we passed a regulation that had been repeatedly debated, and repeatedly shelved, for thirteen years. And then we passed another. The Commission started showing up in court, both to enforce
and to defend. We turned our back on procedural gamesmanship, for the most part, and accepted public scrutiny and the fully-informed judgment of the judiciary. And while I fervently wish we had gone further, we took steps in the direction of good government and regular order: reforming our investigation procedures, collaborating with the State Department, and updating our forms. The list goes on.

Second, to warn. The FEC’s mission is extraordinarily delicate. We regulate, and limit, political participation – a constitutionally dicey proposition made worse by muddled, highly-technical rules. And we do it against an explicitly political backdrop.

There is great temptation to take procedural shortcuts for short-term gain, or to believe the stakes are so high in this election – it is always this election – that they justify departures from principle, or tempt us to the more insidious errors that come from viewing the law through partisan lenses.

The Commission we inherited did not fall apart overnight, and the Commission we have built is not guaranteed to last. In a dark chapter, I remember asking one of our former colleagues: why? What was the justification for defaulting a federal agency, hiding our votes, leaving everyone – including the parties before us – in the dark and on the hook?

The answer came back: “because I’m tired of losing.”

However well intentioned, that is the answer of the tyrant and the Star Chamber. It reflects a blinkered and self-aggrandizing view of this Commission’s role and our individual importance. It cannot be permitted to establish itself here again.

Let me leave you with two thoughts that have guided my view of the Commission’s enforcement role.

Some of you may believe the problem is that the Commission deadlocks too often and enforces too seldom. I urge you to remember that the sincere bipartisan nature of our enforcement decisions is why, when the Commission does move forward, it does so credibly. Congress wisely created an agency that fails safe. There is no shortcut. The American people will not accept partisan enforcement of political rules, whether under the guise of “good government” litigation, or supposedly “nonpartisan” experts. Persuasion, not gamesmanship, is the only practical way forward.

Some of you may believe the problem is overenforcement, that the Commission itself is unconstitutional and that the Republic would be better off if it failed. I urge you to remember that the original sin of campaign finance regulation is not overbreadth, but vagueness. Sincere bipartisan interpretation of the rules, and a one-stop-shop for answers, is a powerful tool protecting political participation. This is why an evenly divided commission, led by a chair and vice chair elected in an orderly rotation between the parties, is crucial. There is no shortcut here either.

Allen Dickerson to resign from Federal Election Commission on April 30, 2025

Allen Dickerson to resign from Federal Election Commission on April 30, 2025

For many years, the Federal Election Commission was stalemated by clashes between Commissioners with differing views of the role and power of the federal agency over federal elections and campaign finance. Then, at the end of 2020, Allen Dickerson was confirmed as a new Commissioner. It was a pivotal moment in FEC history: it broke the stalemates, added a courageous defender of the First Amendment with an experienced litigator’s instincts and deep knowledge of the statutory and Constitutional laws which governed the FEC.

Allen Dickerson joined the Federal Election Commission on December 18, 2020, following his confirmation by the U.S. Senate, filling an open Republican seat. He served as Chairman in 2022 and Vice Chair in 2021.

Prior to his appointment, Dickerson was Legal Director of the Institute for Free Speech, where he led a nationwide First Amendment litigation practice. While at IFS, he argued more than a dozen appeals, testified regularly before Congress, state legislatures, and regulatory agencies, and was a frequent speaker on campaign finance and political regulation topics. He was an active and thoughtful participant in the First Tuesday Lunch group, a national informal association of hundreds of election law and nonprofit advocacy attorneys that met monthly. Earlier in his career, he was an associate with Kirkland & Ellis LLP in New York and an attorney for the Republican Governors Association.

Barnaby Zall, President of the Public Policy Legal Institute (host of this blog Vox PPLI) wrote to his colleagues in the First Tuesday Lunch group:

I have long considered Allen a friend, a professional of rare grace and ability, a great co-counsel to work with, and one of the best Commissioners in FEC history. We will all miss his succinct, persuasive and insightful writings, his strength of purpose and understanding of the complex and difficult task set out by the organic statute and Constitution, and his ability to work with others across the aisle and outside the agency, with integrity, humor, and humility. 

His joining the FEC led to the ending of stalemate at the Commission, added an immense understanding of the complicated and controversial First Amendment principles and precedents handled by the only federal agency designed to referee administrative questions involving election-related speech and participation, and provided a welcome new, courageous and active voice to a formerly dysfunctional agency. We who practice in this area owe Allen tremendous thanks for his sacrifice in joining and remaining on the FEC during difficult times. As do the millions of Americans who participate in federal politics every year. 

Thank you, Allen.